Personal Information For Primary Account Holder
Employment Information and Affiliations
Interest in a Public Company
Please indicate ticker symbol(s) if you, or any member of your immediate
household, are associated with a public company, whether US or non-US,
in one or more of the following capacities:
Suitability and Account Holder
(Exclude the value of your real estate and other illiquid assets)
(Total assets minus total liabilities)
(The ability to quickly and easily convert to cash all or a portion of
the investments in this account without experi-encing significant loss
in the value from, for example, the lack of a ready market, or incurring
significant costs or penalties is)
Agreements
BY SIGNING ABOVE AGREEMENTS, I (WE) ACKNOWLEDGE THE FOLLOWING:
(1) THE CUSTOMER ACCOUNT AGREEMENT CONTAINS A PREDISPUTE ARBITRATION
CLAUSE AND IN ACCORDANCE WITH THIS AGREEMENT I (WE) AGREE IN ADVANCE TO
ARBITRATE ANY CONTROVERSIES WHICH MAY ARISE BETWEEN OR AMONG ME (US), MY
BROKER, AND/OR CLEARING FIRM;
(2) RECEIPT OF A COPY OF THE THIS CASH ACCOUNT OPENING AGREEMENT, AND
CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENT;
(3) THE INFORMATION PROVIDED ABOVE IS ACCURATE;
(4) IF I DO NOT BORROW MONEY IN THE MARGIN ACCOUNT, I WILL NOT BE
CHARGED INTEREST.